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The sec obtained orders for $8.2 billion in financial remedies, the highest amount in a fiscal year in agency history. See the full text of the securities exchange act of 1934. The sec protects investors by enforcing our nation's securities laws, taking action against wrongdoers, and overseeing our securities markets and firms to ensure that investors. The act also empowers the sec to require periodic reporting of information by companies with publicly traded securities.

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Sec careers the sec serves as the investor's advocate and seeks the best and brightest talent to join its team. The sec rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change. Complaint form by using this form, we can resolve your complaints more quickly.